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Advising on the application of the Financial Services and Markets Act 2000 and related legislation, the rules and guidance of the FCA and EU legislation such as MiFID, MiFID II, AIFMD, MAR and PRIIPs
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Advising on fund structuring, operational matters and cross border marketing under the AIFMD, particularly in relation to pan-European and global private equity funds
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Advising on M&A and private equity transactions involving the financial services sector and AIFMD implications
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Advising on establishment and authorisation of UK firms under the Financial Services and Markets Act 2000, including, in relation to regulatory permissions and exemptions, the business plan, the use of appointed representatives and third party AIFMs and on the application for or variation of Part 4A permissions
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Advising on governance and compliance arrangements, including design and implementation of systems, controls, policies and procedures, such as those relating to conflicts of interest, market abuse, remuneration and product governance
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Advising on the UK market abuse regime, including in relation to inside information, insider dealing and non-disclosure agreements